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Compliance (Finance)

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ALSO CALLED: Financial Compliance
DEFINITION: Compliance assesses whether actual money- raising and spending adhere to budget mandates set by a governing body.
Compliance (Finance) Reports
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Farewell to Audit Season: Continuous Compliance
sponsored by Armor
WHITE PAPER: The list of compliance standards and hundreds of seemingly unique requirements continue to grow, placing a strain on tried-and-true compliance processes. Download this white paper to learn about a continuous compliance workflow.
Posted: 16 Nov 2018 | Published: 16 Nov 2018

Armor

Prepare your Financial Services Organization for GDPR
sponsored by Amazon Web Services
WEBCAST: Financial institutions have unique data protection challenges. Tune into this webcast to learn how financial institutions can securely store and transfer data while complying with regulators.
Posted: 13 Nov 2018 | Premiered: Sep 26, 2018

Amazon Web Services

Using SAS Marketing Optimization to Improve Credit-Line Optimization
sponsored by SAS
WHITE PAPER: Download this white paper to learn how you can maintain regulatory compliance while effectively managing a credit-line increase program, and review how you can evaluate, assess and optimize the credit limit decision.
Posted: 06 Nov 2018 | Published: 06 Nov 2018

SAS

Emerging Market Risk Challenges and FRTB
sponsored by SAS
WHITE PAPER: Download this white paper to learn about current market risk challenges that concern regulators, and selected steps they are taking, such as Fundamental Review of the Trading Book (FRTB), along with further actions planned.
Posted: 06 Nov 2018 | Published: 06 Nov 2018

SAS

Now on Now: Governance, Risk, and Compliance
sponsored by ServiceNow
VIDEO: Learn how ServiceNow uses its own GRC product to reduce 66% of Sarbanes-Oxley (SOX) administrative burden.
Posted: 05 Nov 2018 | Premiered: 17 Nov 2017

ServiceNow

Risk-Aware Finance and the Changing Nature of Credit
sponsored by SAS
WHITE PAPER: Download this research report to learn about risk-aware finance, including what effective risk-aware finance looks like, key technical and staff challenges Financial Institutions (FIs) face in attaining it, how FIs can overcome these challenges, and more.
Posted: 05 Nov 2018 | Published: 05 Nov 2018

SAS

CyberGRX Risk Assessment Methodology
sponsored by CyberGRX
WHITE PAPER: CyberGRX assessments apply a dynamic and comprehensive approach to risk management. They aim to provide an in-depth view of how a vendor's security controls will protect against potential threats. Download this resource to learn how you can have an up to date view of your third-party portfolio, and spend less time filling in redundant spreadsheets.
Posted: 30 Oct 2018 | Published: 30 Oct 2018

CyberGRX

ServiceNow Vendor Risk Management
sponsored by ServiceNow
WHITE PAPER: Download this white paper to learn about ServiceNow's Vendor Risk Management tool, which provides a means to facilitate stakeholder interactions, drive transparency and accountability, and effectively monitor vendor-related risks.
Posted: 30 Oct 2018 | Published: 30 Oct 2018

ServiceNow

How A Better Fixed Asset Depreciation Process Saves Money
sponsored by Sage Software
RESOURCE: Read this blog post to learn why fixed asset depreciation is a common challenge and how companies can use a fixed asset management platform to get back on track.
Posted: 11 Oct 2018 | Published: 11 Oct 2018

Sage Software

5 Reasons Why Fixed Asset Management Isn't Built for Spreadsheets
sponsored by Sage Software
RESOURCE: Read this blog post to learn about Sage Fixed Assets, which helps you accurately track the life cycles of fixed assets and report their value for insurance and tax purposes, and explore 5 reasons to stop using spreadsheets.
Posted: 11 Oct 2018 | Published: 11 Oct 2018

Sage Software

8 Simple Steps for Automating Governance, Risk and Compliance (GRC)
sponsored by ServiceNow
WHITE PAPER: Discover 8 simple steps to slash audit costs, improve efficiency, and minimize risk within your organization by automating your GRC.
Posted: 11 Oct 2018 | Published: 11 Oct 2018

ServiceNow

Guide to Compliant Archiving: Have Your Cake and Eat It Too in a Post-Email World
sponsored by Smarsh
WHITE PAPER: Despite the increased scope of data organizations need to capture and archive, new tools have simultaneously emerged to simplify and automate this process. Downloading this guide will assist you in achieving and maintaining compliance without impacting users' overall productivity.
Posted: 11 Oct 2018 | Published: 11 Oct 2018

Smarsh

Bank Achieves $5 Million in Annual Savings Through Data Archiving and App Decommissioning
sponsored by Flatirons Digital Innovations
CASE STUDY: This year, BMO Harris Bank earmarked over 100 apps for retirement. Read on to learn the path by which BMO extracted their data from legacy applications that needed decommissioning and archived it to a central repository where it could be retained and accessed in a fully compliant manner.
Posted: 11 Oct 2018 | Published: 11 Oct 2018

Flatirons Digital Innovations

Best Practices for Fixed Asset Managers
sponsored by Sage Software
WHITE PAPER: Download this buyer's guide to learn about best practices for fixed asset management, as well as tips for choosing and implementing a platform in your organization.
Posted: 10 Oct 2018 | Published: 10 Oct 2018

Sage Software

Why Should You Invest in a Fixed Asset Management Platform?
sponsored by Sage Software
WEBCAST: Watch this webinar to learn about Sage Fixed Assets, which helps you automate the fixed asset lifecycle—from acquisition to disposal—which can save you time, money and compliance risks.
Posted: 09 Oct 2018 | Premiered: Jul 26, 2018

Sage Software

Why GRC Should Be Embedded in Your ERP System
sponsored by Oracle NetSuite
WHITE PAPER: Learn how your organization could increase protection by embedding GRC (governance, risk and compliance) program within a cloud-based ERP.
Posted: 22 Jun 2018 | Published: 22 Jun 2018

Oracle NetSuite

Understanding the Basics of FAR and CAS
sponsored by Deltek
WHITE PAPER: Federal contracting can be one of the most lucrative, long-term business industries to enter. Download this white paper for an in-depth look at 2 of the most important federal compliance regulations—FAR and CAS—as well as additional details that occur after an audit is complete.
Posted: 24 Sep 2018 | Published: 24 Sep 2018


15 Unallowable Audit Setbacks to Avoid
sponsored by Deltek
WHITE PAPER: Details matter when it comes to successfully surviving a Defense Contract Audit Agency (DCAA) audit review. Read this white paper to discover the 15 most commonly overlooked data points that could determine whether you pass or fail.
Posted: 24 Sep 2018 | Published: 24 Sep 2018


Financial Regulation Trends: Government Contracting Industry Study
sponsored by Deltek
RESEARCH CONTENT: Government contractors are spending less time and money on audits, according to Deltek Clarity. Download this Government Contracting Industry Study to review more trends about financial compliance based on survey results of over 600 respondents.
Posted: 24 Sep 2018 | Published: 24 Sep 2018


Webinar: Financial Services Organizations, Data Privacy, & GDPR
sponsored by Amazon Web Services
VIDEO: Financial services companies are encouraged to register for this upcoming webinar on Sept 16. You'll learn how insurance carrier Asurion uses a simple, comprehensive data governance solution to discover, protect, and monitor sensitive personal data across all AWS data repositories.
Posted: 13 Sep 2018 | Premiered: 26 Sep 2018

Amazon Web Services

Compliance-Proof your Identity and Access Management Program
sponsored by IBM
WHITE PAPER: For companies in the financial services sector, it is crucial to safeguard the confidentiality of corporate information and customers' personal financial data. Find out how your organization can abide by access management standards to ease the burden of regulatory compliance.
Posted: 25 Jul 2018 | Published: 31 Oct 2017

IBM

Compliance-Proof your Identity and Access Management Program
sponsored by IBM
WHITE PAPER: For companies in the financial services sector, it is crucial to safeguard the confidentiality of corporate information and customers' personal financial data. Find out how your organization can abide by access management standards to ease the burden of regulatory compliance.
Posted: 25 Jul 2018 | Published: 31 Oct 2017

IBM

What Works in Third-Party Risk Assessment: Using BitSight for Continuous Monitoring
sponsored by BitSight
CASE STUDY: This Q&A session uncovers how KPMG was able to continuously monitor their third-party vendors and enhance their risk assessment measures. Read on to find out more.
Posted: 19 Jul 2018 | Published: 19 Jul 2018

BitSight

A Short Primer of GDPR Essentials
sponsored by Splunk
RESOURCE: Don't allow new GDPR regulations to spring fines on your business. Download this resource to access a primer of information regarding GDPR, including financial implications, key focus areas, and more.
Posted: 29 Jun 2018 | Published: 29 Jun 2018

Splunk

Best Practices: Protect Your Apps from Cyberattckcs
sponsored by F5 Networks
WHITE PAPER: The skyrocketing popularity of websites and web-based applications has come with a corresponding explosion in the numbers, types, magnitudes, and costs of attacks that specifically target app vulnerabilities. Continue reading to reveal who is behind the security breaches, and what you can do to protect your apps.
Posted: 21 Jun 2018 | Published: 21 Jun 2018

F5 Networks
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