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Compliance (Finance)

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ALSO CALLED: Financial Compliance
DEFINITION: Compliance assesses whether actual money- raising and spending adhere to budget mandates set by a governing body.
Compliance (Finance) Reports
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Financial Grade APIs Using OAuth and OpenID Connect
sponsored by Curity AB
WHITE PAPER: OAuth and OpenID Connect are international standards that define methods for securing APIs. They carry much weight when it comes to financial compliance. In this white paper, explore various aspects of OAuth and OpenID Connect that can be used to conform to the revised Directive on Payment Services (PSD2) and the GDPR.
Posted: 20 Jan 2021 | Published: 20 Jan 2021

Curity AB

Security and Compliance Automation for Financial Services
sponsored by Red Hat and Intel
WHITE PAPER: A SANS Institute survey showed that unauthorized access is the No. 1 concern around cloud environments. This is especially true for businesses in financial services, who must maintain constant compliance amidst grueling regulations. By downloading this white paper, learn how automation can help these businesses remain both secure and compliant.
Posted: 14 Jan 2021 | Published: 14 Jan 2021

Red Hat and Intel

A Next-Generation Approach to KYC
sponsored by Socure
WHITE PAPER: While KYC has become an essential practice in the fight against financial crime, programs can often be burdensome and resource intensive. This whitepaper highlights 3 essential elements required for a safe, seamless and successful KYC program – read on to get started.
Posted: 11 Jan 2021 | Published: 11 Jan 2021

Socure

How to Achieve GLBA Compliance: A Guide for Financial Services
sponsored by BigID
WHITE PAPER: Meeting the Gramm-Leach-Bliley Act requirements can cause significant headaches for financial institutions, especially as privacy acts further alter the rules regarding consumer data. Download this e-book to learn how GLBA can be best understood and met, and learn about data discovery-in-depth, a new methodology that can provide greater insight.
Posted: 05 Jan 2021 | Published: 05 Jan 2021

BigID

How to Manage Risk and Compliance for Financial Services
sponsored by BigID
WHITE PAPER: While meeting compliance standards is a requirement for financial services institutions, the sad reality is that many companies don’t have as much of a handle on their data as they might think. Download this white paper to learn how BigID can help financial organizations organize, secure, and regulate their data across multi-cloud ecosystems.
Posted: 04 Jan 2021 | Published: 04 Jan 2021

BigID

Simplify Cloud Compliance For Banking & Financial Services
sponsored by WinMagic
CASE STUDY: Banks and financial services institutions are embracing cloud computing – but as industry-specific compliance grows increasingly complex, it becomes critical to ensure they meet data privacy and cloud compliance needs. Read this use case to learn how WinMagic is helping banks address cloud risks and compliance gaps.
Posted: 29 Dec 2020 | Published: 29 Dec 2020

WinMagic

Reducing Security Risk in the Financial Services Industry
sponsored by AWS Rapid7
WHITE PAPER: A report from the Department of Digital, Culture, Media and Sport revealed almost half of UK businesses (46%) have had cybersecurity breaches or attacks in the last 12 months. The financial services industry is a prime target for such attacks, but by absorbing this white paper, you can learn measures to take to reduce organizational risk.
Posted: 14 Dec 2020 | Published: 14 Dec 2020

AWS Rapid7

Protect Your Data on the Way to the Cloud
sponsored by Atakama
RESOURCE: Las year, the New York Department of Financial Services (NY DFS) issued 23 NYCRR 500, adding yet another compliance requirement to the already heavily regulated financial industry. Read this article to learn more about NY DFS, who it affects and why it matters.
Posted: 14 Dec 2020 | Published: 19 Oct 2020

Atakama

How a Regional US Bank Met the Needs of Regulatory Examiners
sponsored by Atakama
CASE STUDY: A large regional US-based commercial bank was written up for several security deficiencies in a prior audit. In response, this bank wanted to deploy meaningful security solutions that went beyond the minimum expectations of regulatory examiners. View this case study to learn how Atakama helped this bank become compliant through encryption.
Posted: 03 Dec 2020 | Published: 30 Sep 2020

Atakama

How a Top Financial Firm Scaled Their Application Security Program & Accelerated Their Digital Transformation
sponsored by WhiteHat Security
CASE STUDY: A top 10 U.S. bank was faced with the challenges of scaling application security automation, regulatory compliance and triaging false positives from an automated scanner. And after factoring in time and budget constraints, it’s clear that this was a tall mountain to climb. Read this case study to see how they reached the top.
Posted: 19 Nov 2020 | Published: 19 Nov 2020

WhiteHat Security

Placing compliance at the front of your customer strategy
sponsored by ServiceNow
VIDEO: Volksbank is a ‘front-runner‘ in implementing integrated their Risk and Compliance across their entire organization. Starting 3 years ago with GRC to Integrated Risk management with 1 system to have a ‘single source of truth’. Join this webinar to learn from best practices with IRM at the Volksbank.
Posted: 06 Nov 2020 | Premiered: 06 Nov 2020

ServiceNow

Regulatory Updates Roundup Of 10 Recent Finra And Sec Violations And Penalties
sponsored by Smarsh
WHITE PAPER: In this report, review 10 of the most notable violations to better understand how they occurred, as well as how firms are managing enhanced SEC and FINRA scrutiny. Download the Roundup of 10 Recent FINRA and SEC Violations and Penalties now!
Posted: 03 Nov 2020 | Published: 03 Nov 2020

Smarsh

Financial Services
sponsored by Hitachi ID
PRODUCT OVERVIEW: Given increasingly stringent compliance mandates within the financial industry, it’s no surprise that managing risk and maintaining compliance are top of mind – especially when it comes to authentication or IAM programs. Read this solution brief to see how Hitachi ID is helping financial organizations meet their privacy and compliance needs.
Posted: 28 Oct 2020 | Published: 28 Oct 2020

Hitachi ID

Cybersecurity Compliance Guide
sponsored by Arctic Wolf Networks, Inc.
EGUIDE: Consumer data protection has become so heavily regulated that compliance is now a key part of any cybersecurity program. In order to better understand the various regulations and their implications, Arctic Wolf created this Cybersecurity Compliance Guide, which explores relevant regulations across industries and geography.
Posted: 01 Sep 2020 | Published: 01 Sep 2020

Arctic Wolf Networks, Inc.

Libor as a Template for Digital Document Transformation in Financial Services
sponsored by Maven Wave
WHITE PAPER: As it stands now, Libor is set to be abandoned by the end of 2021. How can you replace something so prevalent? Find out in this white paper, which explores how Libor can be used as a template for digital document transformation in financial services.
Posted: 20 Aug 2020 | Published: 20 Aug 2020

Maven Wave

Connecting Banks to the API Economy with PSD2-RTS Compliance-as-a-Service
sponsored by Axway
WHITE PAPER: Using Axway AMPLIFY API Management, LUXHUB built a new open banking service that allows multiple banks and fintech providers to offer all their open APIs on one platform. Learn about it in this white paper.
Posted: 12 May 2020 | Published: 12 May 2020

Axway

Industry and Financial Regulations: The Implications for Application Security
sponsored by Veracode, Inc.
WEBCAST: Today’s financial institutions face stringent regulations to ensure the responsible management and protection of sensitive user data. In this webinar, join Chris Wysopal, CTO and co-founder of Veracode, as they navigate the security and compliance implications of building and maintaining a mobile financial application.
Posted: 05 May 2020 | Premiered: May 5, 2020

Veracode, Inc.

Ensuring Cloud Security and Compliance in the Financial Services Industry
sponsored by DivvyCloud
WHITE PAPER: In order to meet customer demands, financial service organizations are embracing mobile banking applications. However, teams should be aware of the additional security threats associated with organizational changes. Download this white paper and learn how to ensure cloud security and compliance while embracing digital transformation.
Posted: 06 Apr 2020 | Published: 06 Apr 2020

DivvyCloud

State of GDPR in mainland Europe
sponsored by ComputerWeekly.com
EGUIDE: The General Data Protection Regulation has been in place for over 18 months now, but its implementation is only really just becoming clearer as regulators begin to fine organisations that fail to meet the rules. That is because different countries are implementing it differently. This e-guide gives a snapshot of the current state of GDPR in Europe.
Posted: 15 Nov 2019 | Published: 15 Nov 2019

ComputerWeekly.com

ERP Security and Compliance: Sarbanes-Oxley (SOX)
sponsored by Onapsis
WHITE PAPER: Securing Enterprise Resource Planning (ERP) systems: what are organizations doing to achieve this? In this white paper, find a recommended approach for publicly-traded companies to secure ERP systems and maintain regulatory compliance.
Posted: 26 Aug 2019 | Published: 26 Aug 2019

Onapsis

Best Practices for Stopping Risk in its Tracks
sponsored by Smarsh
EBOOK: How can firms improve their supervision workflows to better reveal risk? In this guide, examine some strategies for staying on top of the rapidly evolving communications landscape, and the new vectors for risk it offers.
Posted: 08 Jul 2019 | Published: 08 Jul 2019

Smarsh

The Financial Advisor's Guide to Compliant IM and Collaboration
sponsored by Smarsh
EBOOK: Download this guide to learn the key steps to enabling modern instant messaging and collaboration platforms while maintaining compliance.
Posted: 08 Jul 2019 | Published: 08 Jul 2019

Smarsh

Global Payments Technology Company Achieves PCI Compliance
sponsored by Comforte AG
CASE STUDY: An American multinational financial services corporation was looking for a comprehensive solution that adequately encrypted user data, didn't reduce network performance and complied with industry standards. In order to meet these goals, find out how they leveraged comforte's SecurDPS.
Posted: 01 Apr 2019 | Published: 01 Apr 2019

Comforte AG

State of GDPR in mainland Europe
sponsored by ComputerWeekly.com
EGUIDE: The General Data Protection Regulation has been in place for over 18 months now, but its implementation is only really just becoming clearer as regulators begin to fine organisations that fail to meet the rules. That is because different countries are implementing it differently. This e-guide gives a snapshot of the current state of GDPR in Europe.
Posted: 28 Aug 2020 | Published: 28 Aug 2020

ComputerWeekly.com

Boost Compliance in Accounting with AI
sponsored by ServiceNow
EGUIDE: View this e-guide to learn how accounting and finance teams can improve productivity, maintain compliance, and boost fraud protection through the incorporation of AI-based systems.
Posted: 12 Sep 2019 | Published: 06 Sep 2019

ServiceNow
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