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Compliance Audits

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ALSO CALLED: Audits, Auditing, Compliance Auditing, Auditing (Compliance)
DEFINITION: Examination and evaluation of specific activities of an enterprise to measure adherence to specific legal, regulatory or contractual standards.
Compliance Audits Reports
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The Digital Nexus in Banking
sponsored by Hitachi Vantara
EBOOK: With Hitachi, achieving the level of regulatory compliance your business needs become a lot easier while managing data becomes less of an arduous task. To learn about the 3 major benefits of managing data with Hitachi and to go over the provided compliance maturity checklist, read this e-book.
Posted: 09 Dec 2019 | Published: 09 Dec 2019

Hitachi Vantara

HIPAA Compliance: A Rx for MSP Business Growth
sponsored by RapidFire
WHITE PAPER: Read the following e-book to view the benefits of building a robust and potent HIPAA compliance service offering in order to protect your customers and their clients, and the return on investment of doing so in your enterprise.
Posted: 04 Dec 2019 | Published: 04 Dec 2019

RapidFire

The Million-Dollar Opportunity: Compliance for Cyber Liability Insurance
sponsored by RapidFire
WHITE PAPER: To get an edge on securing clients against risking both security and payouts, read this white paper. It outlines the benefits of MSPs investing in compliance solutions to both protect their customers and grow their revenue, as well as 5 ways to help customers stay compliant.
Posted: 03 Dec 2019 | Published: 03 Dec 2019

RapidFire

The Financial Adviser's Guide to Compliant IM and Collaboration
sponsored by Smarsh
WHITE PAPER: The rise of collaboration platforms and the compliance requirements they bring with them are a symptom of a larger reality: Workplace communications are changing. Read on to learn how you add IM and collaboration platforms to a compliant ecosystem in your organization.
Posted: 02 Dec 2019 | Published: 02 Dec 2019

Smarsh

The Financial Adviser's Guide to Social Media Strategy and Policy
sponsored by Smarsh
WHITE PAPER: The U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) recognize social media’s growing role in firms’ marketing strategies. In this guide, find practical steps to help you develop social media strategy and policy that meets social media recordkeeping and supervision regulatory requirements.
Posted: 02 Dec 2019 | Published: 02 Dec 2019

Smarsh

Blueprint for PCI Compliance with Network Detective
sponsored by RapidFire
WHITE PAPER: The most common misconception is that PCI compliance means only having to pass a certified external vulnerability scan, when, in reality, there are 12 major segments an organization must address. This white paper provides a blueprint so MSPs can help ensure their clients achieve, and retain, compliance on a continual basis.
Posted: 02 Dec 2019 | Published: 31 Dec 2017

RapidFire

Beginner's Guide to Employee Monitoring
sponsored by ActivTrak
WHITE PAPER: On the surface, employee monitoring systems might seem like a fancy way to babysit employees. However, this technology stands as a far more valuable tool than people give it credit for. In this white paper, learn about several security benefits of employee monitoring systems.
Posted: 27 Nov 2019 | Published: 27 Nov 2019

ActivTrak

Respond to the Changing Mobility Landscape
sponsored by Smarsh
WHITE PAPER: As employees rapidly adopt mobile devices for work communications, a challenge was created for organizations needing to capture and review all business communications for regulatory or public records response purposes. In this white paper, learn how organizations can build a strong, compliant mobility ecosystem.
Posted: 26 Nov 2019 | Published: 26 Nov 2019

Smarsh

Electronic Communications Compliance Survey Report
sponsored by Smarsh
ANALYST REPORT: Regulatory oversight is growing more sophisticated as the communications technology landscape continues to evolve. In this 2019 research report, Smarsh revels key findings from a survey of financial services professionals responsible for the retention, archiving, and oversight of electronic communications.
Posted: 26 Nov 2019 | Published: 26 Nov 2019

Smarsh

State of GDPR in mainland Europe
sponsored by ComputerWeekly.com
EGUIDE: The General Data Protection Regulation has been in place for over 18 months now, but its implementation is only really just becoming clearer as regulators begin to fine organisations that fail to meet the rules. That is because different countries are implementing it differently. This e-guide gives a snapshot of the current state of GDPR in Europe.
Posted: 15 Nov 2019 | Published: 15 Nov 2019

ComputerWeekly.com

Buyer’s Guide for Certificate Lifecycle Automation
sponsored by AppViewX
WHITE PAPER: The number of certificates in your infrastructure is growing with no signs of slowing down. An expiry or certificate-related issue will not only cause an application outage but could also cripple your trust-based systems. In this white paper, uncover a checklist to help you re-evaluate your current certificate management methods.
Posted: 31 Oct 2019 | Published: 31 Oct 2019

AppViewX

ASC 606 Revenue Requirements for Subscription Businesses
sponsored by Fusebill
WHITE PAPER: Read this white paper to learn how you can utilize an automated billing and management platform that will enable you to remain consistently compliant with the new ASC 606 regulation—as well as maximize revenue and operations scaling.
Posted: 25 Oct 2019 | Published: 25 Oct 2019

Fusebill

A Framework for Cybersecurity and Compliance
sponsored by OneNeck IT
WHITE PAPER: In this white paper, discover an outline of how you can methodically assess and structure enterprise security to protect your data and address compliance mandates such as HIPPA, PCI DSS, SOX, as well as NIST SP-800-171 if appropriate, by applying a NIST-based approach to your IT environment.
Posted: 25 Oct 2019 | Published: 25 Oct 2019

OneNeck IT

Five “Must Haves” for AI-powered Spend Auditing
sponsored by AppZen
WHITE PAPER: In recent years, modern finance teams have migrated toward spend automation. But, common problems, like spend leakage and non-compliance, and other inefficiencies, still exist. Read this white paper to see how AI-powered spend auditing can help.
Posted: 25 Oct 2019 | Published: 25 Oct 2019

AppZen

Avoid Getting More Than You Bargained for in M&A Deals
sponsored by Avalara
WHITE PAPER: Sales tax is a common challenge during mergers and acquisitions, but rarely gets addressed early on. However, syncing sales tax management early in the process can save you from serious compliance headaches later. In this white paper, learn how to include sales tax compliance in your integration strategy.
Posted: 21 Oct 2019 | Published: 21 Oct 2019

Avalara

Upgrading Your ERP?
sponsored by Avalara
WHITE PAPER: Upgrading an ERP platform and integrating it with a modern tax automation solution becomes more urgent as the definition of nexus expands beyond physical presence. This white paper will address the urgency of tax automation, the limitations of legacy and on-premise solutions, and the advantages of cloud-based platforms.
Posted: 21 Oct 2019 | Published: 21 Oct 2019

Avalara

5 Ways Growing Companies Get Tripped Up by Sales Tax
sponsored by Avalara
WHITE PAPER: In this white paper, find 5 activities that high growth companies undertake that can be a roadblock to sales tax compliance and how a tax automation software can help.
Posted: 11 Oct 2019 | Published: 11 Oct 2019

Avalara

Business Expansion and Sales Tax Nexus
sponsored by Avalara
WHITE PAPER: Planting your company flag in fertile new ground is one way to expand your business. But it can also bring up a crop of new compliance issues. This white paper will help you prepare for dealing with new tax requirements that spring up from growth.
Posted: 11 Oct 2019 | Published: 11 Oct 2019

Avalara

Unified Data Protection for Hybrid IT: Part 1
sponsored by Forcepoint
WEBCAST: Enterprises are facing new challenges when it comes to protecting regulated data and critical IP. In this webinar, explore how companies should rethink data security by focusing on the 3 main principles including analytics-driven visibility, risk-adaptive controls and intelligence & dynamic automation.
Posted: 10 Oct 2019 | Premiered: Oct 10, 2019

Forcepoint

Modernizing Data Protection
sponsored by Forcepoint
WEBCAST: Navigating your data protection journey can be complex. It requires you to keep up with the latest regulations and protect intellectual property – all while adapting to evolving IT environments. In this webcast, Angelica Torres-Corral discusses how to gain visibility and control of your data, optimize a DLP solution, and more.
Posted: 10 Oct 2019 | Premiered: Oct 10, 2019

Forcepoint

How To Achieve And Maintain Compliance For Your Organization's Electronic Communications Data
sponsored by Smarsh
WHITE PAPER: When it comes to the rapid adoption of modern communication and collaboration tools, it's imperative organizations get ahead of capturing and archiving significant volumes of data. In this white paper, learn how to address common compliance challenges that are associated with electronic communications data.
Posted: 27 Sep 2019 | Published: 27 Sep 2019

Smarsh

Regulatory Updates Roundup Of 10 Recent FINRA And SEC Violations And Penalties
sponsored by Smarsh
WHITE PAPER: Over the past year, the SEC and FINRA have been enforcing communications supervision compliance regulations throughout the financial services industry. In this white paper, discover 10 of the most notable violations from Smarsh's monthly Regulatory Update blog posts to review how they occurred.
Posted: 26 Sep 2019 | Published: 26 Sep 2019

Smarsh

Forrester Consulting: Is Your Company In Peril If Critical Data Is Breached?
sponsored by IBM
ANALYST REPORT: Delegating data security to IT teams does not absolve the responsibility business leaders have to protect data. Forrester Consulting surveyed 150 IT, security, and risk decision makers and examined their approach to protecting their company's critical data. Download this report to explore key findings.
Posted: 29 Aug 2019 | Published: 29 Aug 2019

IBM

Forrester Consulting: Is Your Company In Peril If Critical Data Is Breached?
sponsored by IBM
ANALYST REPORT: Delegating data security to IT teams does not absolve the responsibility business leaders have to protect data. Forrester Consulting surveyed 150 IT, security, and risk decision makers and examined their approach to protecting their company's critical data. Download this report to explore key findings.
Posted: 28 Aug 2019 | Published: 31 Jan 2018

IBM

Secure Your Business-Critical Applications
sponsored by Onapsis
PRODUCT OVERVIEW: An attack on your SAP and Oracle EBS applications would have a devastating impact on your organization's financial well-being and reputation, yet security remains a blind spot. In this solution brief, learn how Secure the Core by Onapsis protects your ERP systems from internal and external threats.
Posted: 23 Aug 2019 | Published: 23 Aug 2019

Onapsis
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