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Compliance Audits

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ALSO CALLED: Audits, Auditing, Compliance Auditing, Auditing (Compliance)
DEFINITION: Examination and evaluation of specific activities of an enterprise to measure adherence to specific legal, regulatory or contractual standards.
Compliance Audits Reports
51 - 75 of 233 Matches Previous Page  |  Next Page
The Financial Adviser's Guide to Compliant IM and Collaboration
sponsored by Smarsh
WHITE PAPER: The rise of collaboration platforms and the compliance requirements they bring with them are a symptom of a larger reality: Workplace communications are changing. Read on to learn how you add IM and collaboration platforms to a compliant ecosystem in your organization.
Posted: 02 Dec 2019 | Published: 02 Dec 2019

Smarsh

The Financial Adviser's Guide to Social Media Strategy and Policy
sponsored by Smarsh
WHITE PAPER: The U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) recognize social media’s growing role in firms’ marketing strategies. In this guide, find practical steps to help you develop social media strategy and policy that meets social media recordkeeping and supervision regulatory requirements.
Posted: 02 Dec 2019 | Published: 02 Dec 2019

Smarsh

Respond to the Changing Mobility Landscape
sponsored by Smarsh
WHITE PAPER: As employees rapidly adopt mobile devices for work communications, a challenge was created for organizations needing to capture and review all business communications for regulatory or public records response purposes. In this white paper, learn how organizations can build a strong, compliant mobility ecosystem.
Posted: 26 Nov 2019 | Published: 26 Nov 2019

Smarsh

Electronic Communications Compliance Survey Report
sponsored by Smarsh
ANALYST REPORT: Regulatory oversight is growing more sophisticated as the communications technology landscape continues to evolve. In this 2019 research report, Smarsh revels key findings from a survey of financial services professionals responsible for the retention, archiving, and oversight of electronic communications.
Posted: 26 Nov 2019 | Published: 26 Nov 2019

Smarsh

State of GDPR in mainland Europe
sponsored by ComputerWeekly.com
EGUIDE: The General Data Protection Regulation has been in place for over 18 months now, but its implementation is only really just becoming clearer as regulators begin to fine organisations that fail to meet the rules. That is because different countries are implementing it differently. This e-guide gives a snapshot of the current state of GDPR in Europe.
Posted: 15 Nov 2019 | Published: 15 Nov 2019

ComputerWeekly.com

A Framework for Cybersecurity and Compliance
sponsored by OneNeck IT
WHITE PAPER: In this white paper, discover an outline of how you can methodically assess and structure enterprise security to protect your data and address compliance mandates such as HIPPA, PCI DSS, SOX, as well as NIST SP-800-171 if appropriate, by applying a NIST-based approach to your IT environment.
Posted: 25 Oct 2019 | Published: 25 Oct 2019

OneNeck IT

How To Achieve And Maintain Compliance For Your Organization's Electronic Communications Data
sponsored by Smarsh
WHITE PAPER: When it comes to the rapid adoption of modern communication and collaboration tools, it's imperative organizations get ahead of capturing and archiving significant volumes of data. In this white paper, learn how to address common compliance challenges that are associated with electronic communications data.
Posted: 27 Sep 2019 | Published: 27 Sep 2019

Smarsh

Regulatory Updates Roundup Of 10 Recent FINRA And SEC Violations And Penalties
sponsored by Smarsh
WHITE PAPER: Over the past year, the SEC and FINRA have been enforcing communications supervision compliance regulations throughout the financial services industry. In this white paper, discover 10 of the most notable violations from Smarsh's monthly Regulatory Update blog posts to review how they occurred.
Posted: 26 Sep 2019 | Published: 26 Sep 2019

Smarsh

Secure Your Business-Critical Applications
sponsored by Onapsis
PRODUCT OVERVIEW: An attack on your SAP and Oracle EBS applications would have a devastating impact on your organization's financial well-being and reputation, yet security remains a blind spot. In this solution brief, learn how Secure the Core by Onapsis protects your ERP systems from internal and external threats.
Posted: 23 Aug 2019 | Published: 23 Aug 2019

Onapsis

Protect Your Business-Critical Applications in the Cloud
sponsored by Onapsis
PRODUCT OVERVIEW: Moving your business-critical applications to the cloud has many benefits including cost savings and agility. However, you need visibility and insights into your cloud environment to ensure security and compliance. In this brief, learn how Onapsis can help your organization prepare for potential cyberattacks, compliance audits, and more.
Posted: 23 Aug 2019 | Published: 23 Aug 2019

Onapsis

Preparing for the Compliance Audit
sponsored by SentryOne LLC
WEBCAST: With a surplus of frequently evolving regulations to meet, performing regular compliance audits can be a good way to help avoid harmful fees and fines. Watch this webinar to find out how SentryOne can help audit your data compliance standings across any number of SQL Server databases.
Posted: 14 Aug 2019 | Premiered: Aug 14, 2019

SentryOne LLC

Seamless Transition to CUI Markings
sponsored by TITUS
PRODUCT OVERVIEW: While it is critical to set standardized controls for the way information is handled, the process of implementing CUI markings is complex, time-consuming, and sometimes unclear. In this solution brief, learn how Titus data protection solutions can help organizations to ensure they meet CUI requirements.
Posted: 02 Aug 2019 | Published: 30 Jun 2019

TITUS

Titus Military Classification for NATO Security Compliance
sponsored by TITUS
PRODUCT OVERVIEW: In recent years, intelligence and military communities have begun to embrace the need for sharing critical information with allies. In this solution brief, learn how Titus provides a common classification and policy solution that enables information-sharing in a way that minimizes the risk of compromise.
Posted: 01 Aug 2019 | Published: 30 Jun 2019

TITUS

Addressing Challenges in Hybrid Cloud Security
sponsored by Trend Micro
WHITE PAPER: Enterprises are increasingly using hybrid environments, but this move can come with risks and challenges especially for organizations adopting DevOps. How can hybrid environment security fit naturally into development processes? Download this white paper to learn more.
Posted: 31 Jul 2019 | Published: 31 Jul 2019

Trend Micro

Your Compliance Action Plan: Strategies To Control Time, Cost And Risk For Financial Services Firms
sponsored by Mimecast
WEBCAST: Financial services firms today face some of the most complex and onerous regulatory and legal challenges in the world. In this webcast, listen as Michael Osterman and Garth Landers guide financial services firms in navigating a clear and strategic path through the complex requirements they face to support governance requirements.
Posted: 31 Jul 2019 | Premiered: Jul 31, 2019

Mimecast

eDiscovery Success Starts at the Beginning
sponsored by Mimecast
ANALYST REPORT: IDC spotlights a real-time eDiscovery repository in this report that is searchable and optimized with analytics. Read the report for the top 5 benefits of this tool and to learn how it eliminates several significant eDiscovery challenges.
Posted: 31 Jul 2019 | Published: 31 Dec 2018

Mimecast

NIST SP 800-171 and CUI
sponsored by TITUS
PRODUCT OVERVIEW: NIST Special Publication (SP) 800-171, Protecting Controlled Unclassified Information in Nonfederal Information Systems and Organizations, requires all current U.S. Department of Defense contractors to be compliant with DFARS Part 252.204-7012. In this solution brief, learn how Titus can help contractors comply with these requirements.
Posted: 31 Jul 2019 | Published: 31 Jul 2019

TITUS

Cybersecurity in Financial Services: Orchestrating the Best Defense in an Evolving Threat Landscape
sponsored by ServiceNow
WHITE PAPER: Financial Services has been a targeted sector and cybercrime is becoming sophisticated on an industrial scale. A more strategic and wholesale approach needs to be adopted industry-wide to fend off the threat. In this white paper, learn how organizations can leverage technology to get a holistic view of their entire business.
Posted: 24 May 2019 | Published: 28 Feb 2019

ServiceNow

Smarter Data Protection with Machine Learning
sponsored by TITUS
WHITE PAPER: Protecting sensitive data is critical, but it can be difficult to achieve without first enhancing how data is kept. Many organizations struggle to accurately identify complex data as it moves throughout workflows. In this white paper, learn how machine learning offers a way for organizations to better protect their sensitive data.
Posted: 20 May 2019 | Published: 30 Nov 2018

TITUS

Access & Protect Your Data – Anywhere, Anytime
sponsored by TITUS
WHITE PAPER: The explosion of data and complexity of regulatory governance have made data protection a moving target. In this white paper, learn how TITUS and Dataguise bring together the most comprehensive approach to data protection to enable you to intelligently detect and secure your most valuable data wherever it resides.
Posted: 15 May 2019 | Published: 15 May 2019

TITUS

Can You Handle Your Data?
sponsored by TITUS
WHITE PAPER: The modern world is swimming in data, with no signs of that changing any time soon. Threats to the security of all this data have grown in number and sophistication, meaning data regulations are more complicated than ever. In this white paper, learn how organizations can improve information handling practices to better protect their sensitive data.
Posted: 14 May 2019 | Published: 31 Jan 2019

TITUS

Comparing Tape and Cloud Storage for Long-Term Data Preservation
sponsored by Fujifilm Recording Media USA, Inc.
WHITE PAPER: This white paper considers the benefits of a hybrid archiving strategy consisting of both tape and cloud, taking into account reliability, security, retrieving data, and expected future costs. Read on to see how capitalizing on the strengths of the two media may improve your company's long-term data retention.
Posted: 29 Apr 2019 | Published: 29 Apr 2019

Fujifilm Recording Media USA, Inc.

Strengthen Your Defenses Against Cybercrime
sponsored by Mimecast
WHITE PAPER: Email attacks are preventable – if you have the right strategy in place to protect your organization. But, the only way to protect every facet of your organization from email-borne threats is to have a holistic plan. In this white paper, explore 4 tips to help you get started on a cyber-resilience plan for email.
Posted: 11 Apr 2019 | Published: 11 Apr 2019

Mimecast

Securing Big Data Analytics
sponsored by Comforte AG
WHITE PAPER: Not only are the uses and benefits of big data expanding, so are the environments where it is collected and analyzed. Increasingly, data is ending up in the hands of cybercriminals. In this white paper, learn more about this fundamentally different approach to protecting sensitive data.
Posted: 01 Apr 2019 | Published: 01 Apr 2019

Comforte AG

Preparing for Personal Data Privacy Policies
sponsored by Micro Focus
EGUIDE: As data privacy laws continue to be established, the relationship that individuals have with companies has changed. No longer are companies free to just collect data and do whatever they please; they now effectively become stewards of the data. In this e-guide, discover how organizations can better manage personal data.
Posted: 12 Jul 2019 | Published: 10 Jul 2019

Micro Focus
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