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Financial Compliance

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Financial Compliance Reports
 
The Financial Adviser's Guide to Social Media Strategy and Policy
sponsored by Smarsh
WHITE PAPER: The U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) recognize social media’s growing role in firms’ marketing strategies. In this guide, find practical steps to help you develop social media strategy and policy that meets social media recordkeeping and supervision regulatory requirements.
Posted: 02 Dec 2019 | Published: 02 Dec 2019

Smarsh

Connecting Banks to the API Economy with PSD2-RTS Compliance-as-a-Service
sponsored by Axway
WHITE PAPER: Using Axway AMPLIFY API Management, LUXHUB built a new open banking service that allows multiple banks and fintech providers to offer all their open APIs on one platform. Learn about it in this white paper.
Posted: 12 May 2020 | Published: 12 May 2020

Axway

Advances in Financial Disclosure and Risk Management
sponsored by IBM
WEBCAST: This on-demand webcast investigates performance management and analytics tools that can help drive success in finance and risk management. Watch now to discover product updates, best practices, and more.
Posted: 01 Nov 2013 | Premiered: Feb 5, 2013

IBM

Guide to OCC updates to governance ruling
sponsored by Iron Mountain
WHITE PAPER: Consult the following white paper to learn about the new OCC update to governance ruling. Uncover a solid footing on how to assess each vendor, calculate the risk management life cycle, and how you can successfully plan ahead for these changes.
Posted: 19 Feb 2014 | Published: 19 Feb 2014

Iron Mountain

E-Guide: Assessment Success: PCI DSS Standards and Secure Data Storage
sponsored by IBM
EGUIDE: In this e-guide, our expert will share some tactical advice to help organizations simplify the assessment process by streamlining their data storage practices and reducing PCI DSS assessment scope. Continue reading this e-guide to learn more about how to simplify the assessment process of PCI DSS standards and secure data storage.
Posted: 22 Mar 2011 | Published: 22 Mar 2011

IBM

SQL Compliance Manager: Go beyond traditional auditing approaches with real-time monitoring
sponsored by Idera
SOFTWARE DOWNLOAD: DBAs are tasked with the monumental job of providing an accurate audit trail of SQL Server activities and auditing sensitive data. SQL compliance manager goes beyond traditional approaches with its real-time monitoring and auditing of all data access, updates, data structure modifications and changes to security permissions. Take a test drive now.
Posted: 22 Jul 2014 | Premiered: 22 Jul 2014

Idera

Eight Tips to Safeguard Your Business Information
sponsored by Iron Mountain
WHITE PAPER: Check out this short, two-page document to explore 8 tips for safeguarding your business information in today's day and age. Read on to fortify your data protection strategy with these tips, including: 1) structure your data, 2) assess and treat associated data risks, 3) ensure you have a disaster recovery plan and 5 more expert tips.
Posted: 11 Oct 2013 | Published: 11 Oct 2013

Iron Mountain

Strategies to Maintain PCI DSS Compliance
sponsored by GeoTrust, Inc.
EGUIDE: This e-guide outlines strategies for streamlining key PCI DSS processes to ensure that comprehensive compliance is achieved efficiently – for maximum business benefit.
Posted: 23 Jul 2013 | Published: 23 Jul 2013

GeoTrust, Inc.

The Perfect Rx for HIPAA Compliance
sponsored by AT&T Cybersecurity
WHITE PAPER: Complying with HIPAA's Security Rule and demonstrating that security controls are in place and working is no easy task. Explore this white paper to gain a deeper understanding of how to comply with HIPAA and ensure your healthcare organization is secure.
Posted: 18 Oct 2017 | Published: 18 Oct 2017

AT&T Cybersecurity

Are Your File Transfer Methods Compliant?
sponsored by OpenText
WHITE PAPER: This paper will help outline some of the compliance regulations in place, how file transfer may be interpreted as part of these rules, and how a managed file transfer (MFT) solution can provide a secure environment for file transfer activity.
Posted: 18 Oct 2013 | Published: 18 Oct 2013

OpenText
 

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