Sarbanes-Oxley Compliance White Papers ( SOX Compliance, Sarbanes-Oxley (SOX) Section 404, Section 404, Sarbanes Oxley, Sarbanes-Oxley ) Software Downloads, Definition and Webcasts

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Dec 2, 2009

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Sarbanes-Oxley Compliance
ALSO CALLED: SOX Compliance, Sarbanes-Oxley (SOX) Section 404, Section 404, Sarbanes Oxley, Sarbanes-Oxley DEFINITION: The Sarbanes-Oxley Act of 2002 (often shortened to SOX) is legislation enacted in response to the high-profile Enron and WorldCom financial scandals to protect shareholders and the general public from accounting errors and fraudulent practices in the enterprise. The act is administered by the Securities and Exchange Commission (SEC), which sets deadlines for compliance and publishes rules on requirements. … Definition continues below.
Sarbanes-Oxley Compliance Reports
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Mortgage Company Uses DataFlux Technology to Improve Reporting, Manage Compliance sponsored by DataFlux Corporation CASE STUDY: Read how using DataFlux technology, this financial company implemented a data governance program, creating more complete and accurate data and drastically reducing the time needed to comply with Federal reporting regulations. Posted: 14 Jan 2009 \| Published: 14 Jan 2009 TOPICS: Data Governance \| Data Profiling \| Data Quality \| Financial Reporting \| Financial Services \| Financial Services Industry \| Metrics \| Reporting Software \| Sarbanes-Oxley Compliance

Sustaining Sarbanes-Oxley Compliance: Best Practices to Mitigate Risk, Automate Compliance, and Reduce Costs sponsored by Tripwire, Inc. WHITE PAPER: To successfully sustain compliance, organizations must implement best practices to ensure IT systems not only achieve a known and trusted state but they also maintain that state. Check out this white paper to learn how Tripwire solutions enable organizations to achieve and sustain SOX compliance. Posted: 08 Jan 2009 \| Published: 08 Jan 2009 TOPICS: Business Processes \| CobiT \| Compliance (Finance) \| Compliance (Systems Operations) \| Compliance Best Practices \| Corporate Governance \| Information Security \| Risk Management \| Sarbanes-Oxley Act of 2002 \| Sarbanes-Oxley Compliance

Get the Facts on Information Availability: Essential Data Protection, Recovery and Resiliency for Banks sponsored by Vision Solutions WHITE PAPER: The power of an information availability solution lies in its ability to transform any nonproductive, non-profitable downtime into the optimum level of value-producing business uptime. Posted: 09 May 2008 \| Published: 09 May 2008 TOPICS: Banking Industry \| Business Processes \| CRM \| Data Protection \| Data Recovery \| Downtime \| Gramm-Leach-Bliley Act \| High Availability \| Productivity \| Sarbanes-Oxley Compliance

Numara® FootPrints Change Management: Solutions for Automating and Managing Change sponsored by Numara Software WEBCAST: View this Webcast to explore the challenges in designing a workable change management process, defining approval workflows and to hear examples of creating audit trails for Sarbanes-Oxley compliance with respect to IT changes. Posted: 28 Mar 2008 \| Premiered: 28 Mar 2008 TOPICS: Business Process Management \| Change Management \| Customer Service \| Help Desk Management \| Help Desk Software \| Help Desks \| Sarbanes-Oxley Compliance \| Workflow Software

Bitpipe Industry Guide: Financial Services Industry sponsored by Bitpipe WHITE PAPER: The Financial Services Industry pervades the entire IT industry. This guide gets you up to speed on essential financial areas such as Regulatory Compliance, Business Continuity, Financial Reporting, and Financial Management. Posted: 22 Jan 2006 \| Published: 22 Jan 2006 TOPICS: Financial Applications Software \| Financial Management \| Financial Service Providers \| Financial Services \| Financial Services Industry \| Financial Systems \| Money Laundering \| Sarbanes-Oxley Act of 2002 \| Sarbanes-Oxley Compliance

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SARBANES-OXLEY COMPLIANCE DEFINITION (continued): … Sarbanes-Oxley is not a set of business practices and does not specify how a business should store records; rather, it defines which records are to be stored and for how long. The legislation not only affects the financial side of corporations, it also affects the IT departments whose job it is to store a corporation's electronic records. The Sarbanes-Oxley Act states that all business records, including electronic records and electronic messages, must be saved for "not less than five years." The consequences for non-compliance are fines, imprisonment, or both. IT departments are increasingly …
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