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Compliance (Finance)

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ALSO CALLED: Financial Compliance
DEFINITION: Compliance assesses whether actual money- raising and spending adhere to budget mandates set by a governing body.
Compliance (Finance)Reports
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Key IT Influencers in the Banking, Finance, and Insurance Industries in 2014
sponsored by Sungard
WHITE PAPER: Written in conjunction with industry leaders across Banking, Finance, and Insurance, the BFI Key Influencers Report sets out to promote conversation on the future of IT by talking to those industry professionals who help to shape it.
Posted: 24 Sep 2014 | Published: 24 Sep 2014

Sungard

Mutual Fund Giant Securely Encrypts Multiple Customer Applications in the Cloud
sponsored by CipherCloud
CASE STUDY: This case study features a Boston-based investment services company, and reveals how they made the switch to cloud applications successfully.
Posted: 23 Sep 2014 | Published: 23 Sep 2014

CipherCloud

Structured Data Archiving and Application Retirement Magic Quadrant
sponsored by Hewlett-Packard Company
ANALYST REPORT: Structured data archiving tools address overall storage optimization and more. Learn more about vendors in this area in this Gartner Magic Quadrant.
Posted: 20 Sep 2014 | Published: 11 Jun 2014

Hewlett-Packard Company

Gartner Magic Quadrant: E-Discovery Software
sponsored by Hewlett-Packard Company
ANALYST REPORT: Access this report for Gartner's insights into 22 e-discovery software vendors – discover their strengths and more.
Posted: 20 Sep 2014 | Published: 19 Jun 2014

Hewlett-Packard Company

Mitigating IT Risk for Financial Risk Analytics
sponsored by IBM
WHITE PAPER: This white paper explores the need for a high performance IT infrastructure to assist risk analytics.
Posted: 18 Sep 2014 | Published: 18 Sep 2014

IBM

ORSA State of Readiness Survey: Addressing the Readiness of US Insurers for the RMOSA
sponsored by IBM
WHITE PAPER: With respect to establishing a risk management framework, insurers have made progress in defining most aspects of their strategies, but there is considerable work remaining with respect to successful implementations. So in short, how do you do it? Check out the following white paper to find out now.
Posted: 15 Sep 2014 | Published: 15 Sep 2014

IBM

Achieving PCI DSS Peace of Mind in the Cloud
sponsored by CloudPassage
WHITE PAPER: Access this white paper to learn how you can achieve PCI DSS compliance in the cloud without any hassle or setbacks.
Posted: 09 Sep 2014 | Published: 30 Jun 2014

CloudPassage

Mitigate Risk and Improve Compensation Effectiveness in Banking
sponsored by IBM
WHITE PAPER: Discover how you can mitigate risk and improve compensation effectiveness with this particular incentive compensation solution. Read on to learn about the benefits of this solution, including a reduction of administration costs, and the role technology plays with sales performance management.
Posted: 30 Jul 2014 | Published: 30 Apr 2013

IBM

How to Stay Compliant with PCI DSS Standards
sponsored by LogRhythm, Inc.
WHITE PAPER: This white paper explores a solution that has plenty of experience in helping organizations improve their overall security and compliance standings while reducing costs.
Posted: 29 Jul 2014 | Published: 29 Jul 2014

LogRhythm, Inc.

SQL Compliance Manager – Download Free Trial
sponsored by Idera
SOFTWARE DOWNLOAD: Uncover the ins-and-outs of SQL Compliance Manager – and get your hands on a free trial.
Posted: 22 Jul 2014 | Premiered: 22 Jul 2014

Idera

Enterprise Disclosure Management: Improving Reporting Capabilities for Finance Departments and Beyond
sponsored by IBM
WHITE PAPER: This white paper discusses disclosure management strategies for improved reporting of disparate financial tables and data. Learn more about the software options available and how disclosure-focused analytics can be applied to other areas of enterprise reporting beyond finance.
Posted: 18 Jul 2014 | Published: 30 Sep 2013

IBM

Improve the Confidence in Your Big Data with IBM InfoSphere
sponsored by IBM
WHITE PAPER: This informative white paper discusses how organizations can use information governance to improve the confidence in big data.
Posted: 17 Jul 2014 | Published: 17 Jul 2014

IBM

CFO Research Study - Linking Numbers and Narratives
sponsored by IBM
ANALYST REPORT: This white paper explains the importance of understanding financial numbers and how to get the most out of your narrative analysis.
Posted: 16 Jul 2014 | Published: 31 Jul 2012

IBM

CFO Research - Beyond Numbers: The Challenge of Telling your Company's Story
sponsored by IBM
WHITE PAPER: This white paper explains how a narrative analysis can ultimately help CFOs with their planning and assist company growth.
Posted: 16 Jul 2014 | Published: 31 Jul 2013

IBM

Workforce Management Trends Survey 2013-2014
sponsored by Workforce Software
WHITE PAPER: This white paper discusses a survey with data from HR pros at 899 organizations spanning a broad range of industries that dives deep into the recent trends of workforce management.
Posted: 06 Jun 2014 | Published: 06 Jun 2014

Workforce Software

Workflow, governance and reporting – Solvency II
sponsored by IBM
WHITE PAPER: The following white paper provides readers with industry-leading insights into the key challenges and issues arising when managing all 3 pillars of Solvency II. Learn how to manage workflow around internal models, which process surround reporting and the integration with risk modeling, and more.
Posted: 23 May 2014 | Published: 23 May 2014

IBM

A Practical Guide to Information Governance for Financial Services
sponsored by Iron Mountain
WHITE PAPER: The following white paper explores the importance of information governance with particular focus on the financial services industry. Gain helpful guidance on how to manage information related risks, compliance requirements, and more.
Posted: 22 Apr 2014 | Published: 22 Apr 2014

Iron Mountain

Changes in Financial Management Systems and Regulations
sponsored by Workday
WEBCAST: Watch this in-depth webcast to find out about the changes in financial management systems and regulations.
Posted: 21 Apr 2014 | Premiered: Feb 12, 2014

Workday

Product Preview: Time Tracking
sponsored by Workday
WEBCAST: In this fascinating video, learn about a time tracking solution that can reduce labor costs, minimize compliance risks, and increase worker productivity.
Posted: 17 Apr 2014 | Premiered: Aug 13, 2013

Workday

Webinar: Practical Examples for Achieving and Maintaining DevOps Compliance for Financial Institutions
sponsored by WANdisco
WEBCAST: Banking and financial institutions rely heavily on internally developed software to provide new products and services and are faced with an ever-changing regulatory environment that imposes tremendous challenges. This webinar will review specific compliance challenges, and how to automate compliance for open source software.
Posted: 23 Jun 2014 | Premiered: Dec 31, 2013

WANdisco

Comply and Compete: Model Management Best Practices
sponsored by FICO
WHITE PAPER: The following white paper explores how by using a centralized automated model management solution, you can comply with increased scrutiny from bank regulators and at the same time, improve your segmentation transparency, document management, and more.
Posted: 12 Jun 2014 | Published: 12 Jun 2014

FICO

CFO Insights on Success: Preparing for 2015 and Beyond and How Automation Can Help
sponsored by Concur Technologies
WHITE PAPER: The following white paper to explore the current challenges and bottlenecks that face CIOs and FDs at the financial year-end. Learn the importance of automation technology and how it can drastically improve visibility, reporting, and ultimately, a simpler year-end.
Posted: 09 Jun 2014 | Published: 09 Jun 2014

Concur Technologies

Improved Scalability and Availability are the Keys to Better Storage Management
sponsored by EMC & Arrow
WHITE PAPER: This white paper highlights the benefits of scale-out NAS solution from EMC that can keep up with exponential data growth, increased regulations and compliance mandates. This solution provides the flexibility and availability that traditional storage approaches can't provide.
Posted: 22 Apr 2014 | Published: 28 Jun 2013

EMC & Arrow

Eagle Bank Keeps Deposits and Customer Data Safe
sponsored by Imprivata
WHITE PAPER: This case study highlights one bank's successful enforcement of a strong password policy by implementing a single sign-on (SSO) solution. Read on to learn how you can maintain GLBA compliance, and reduce IT's access management.
Posted: 11 Apr 2014 | Published: 28 Feb 2010

Imprivata

Stock Yards Bank and Trust Makes Employees Productive and Keeps Data Secure
sponsored by Imprivata
WHITE PAPER: This case study features one large, trusted U.S. bank's experience with a simplified authentication solution that enabled increased productivity, compliance, and security levels.
Posted: 10 Apr 2014 | Published: 28 Feb 2010

Imprivata
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