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Securities Industry

ALSO CALLED: Equity Trading, Security and Commodity Brokers, Stock Market, Security Brokers, Financial Securities Industry, Commodity Brokers, Mutual Fund Industry, Futures Trading, Commodity Investing Industry, and Brokerage Houses
DEFINITION: Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services;  … 
Definition continues below.


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Aite Group Research Report - Rise of Dark Pools and Rebirth of ECNs: Death to Exchanges?
sponsored by Advent Software, Inc.
WHITE PAPER: This whitepaper examines some of the key trends within the U.S. ATS market, and provides clear categorizations of some of the platforms vying for market share. This report also provides U.S. equities market share estimates and future projections.
Posted: 10 Jul 2008 | Published: 01 Sep 2007
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The Buyside and the Three Phase Evolution of Electronic Trading White Paper
sponsored by Advent Software, Inc.
WHITE PAPER: This paper presents the buyside with a framework that offers a vision for the trading platforms. This framework explains why the future of trading belongs to independent broker-neutral systems supplied by software firms rather than sellside brokers.
Posted: 02 Feb 2007 | Published: 01 Jan 2007
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SECURITIES INDUSTRY DEFINITION (continued): … Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services; and providing other services, such as managing portfolios of assets; providing investment advice; and trust, fiduciary, and custody services.Visit WhatIs.com - a knowledge exploration and self-education tool about information technology.


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