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Vertical Industries >
Financial Services Industry >
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ALSO CALLED:
Equity Trading,
Security and Commodity Brokers,
Stock Market,
Security Brokers,
Financial Securities Industry,
Commodity Brokers,
Mutual Fund Industry,
Futures Trading,
Commodity Investing Industry,
Brokerage Houses
DEFINITION: Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services; and providing other services, such as managing portfolios of assets; providing investment advice;
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Definition continues below.
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Securities Industry White Papers
(View All Report Types)
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7 Matches
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2011 AUG Compensation & Operations Survey Results
sponsored by Advent Software, Inc
WHITE PAPER:
Access this white paper for survey results that discuss asset and revenue growth in the financial industry.
Posted: 09 Dec 2011 | Published: 09 Dec 2011
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A Complete View Of The Enterprise: Linking Operational And Financial Planning In Global Organizations
sponsored by SAP America, Inc.
WHITE PAPER:
In February 2008, CFO Research Services, a unit of CFO Publishing and part of The Economist Group, began a research project with Business Objects, an SAP company, asking senior finance executives to give views on their priorities and challenges around integrating operational and financial planning processes.
Posted: 05 Jun 2009 | Published: 05 Jun 2009
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ATL SuperLoader™
sponsored by Quantum Corporation
WHITE PAPER:
This paper shows how SuperLoader directly addresses the increased storage requirements and shrinking resources of smaller, distributed organizations, the need to centrally administer and simply manage distributed data, the security, data restoration.
Posted: 29 Jul 2004 | Published: 29 Jul 2004
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Back Office Outsourcing and Investment Reporting - A Guide for Investment Advisors
sponsored by Advent Software, Inc
WHITE PAPER:
In investment reporting, customers expect detailed reports of irreproachable accuracy, delivered with no delay or excuses. This whitepaper will serve as as a guide for Investment Advisors.
Posted: 10 Aug 2009 | Published: 10 Aug 2009
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Financial services must gain speed and go mobile to satisfy customers
sponsored by ComputerWeekly.com
WHITE PAPER:
This nine-page Buyer’s Guide to Financial Services IT assesses the implications and challenges facing CIOs and senior IT professionals.
Posted: 21 Oct 2011 | Published: 21 Oct 2011
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IT Pays to Specialize in a Vertical Market: How IT Solutions Providers Can Grow Through a Targeted Approach to Marketing and Sales
sponsored by ConnectWise
WHITE PAPER:
This resource presents how IT solution providers can grow through a targeted approach to marketing and sales by focusing on specific industries or types of businesses.
Posted: 06 Jan 2012 | Published: 06 Jan 2012
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Portfolio Construction and Trading: Seven Key Factors in Evaluating Order Management Systems to Close the Gap
sponsored by Advent Software, Inc
WHITE PAPER:
This document examines the current state of Order Management Systems (OMS) portfolio management capabilities, identifies major challenges and "pain points" that firms encounter, and outlines seven system attributes needed to overcome them.
Posted: 10 Aug 2009 | Published: 10 Aug 2009
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SECURITIES INDUSTRY DEFINITION (continued): … Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services; and providing other services, such as managing portfolios of assets; providing investment advice; and trust, fiduciary, and custody services. Visit WhatIs.com - a knowledge exploration and self-education tool about information technology.
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