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Sarbanes-Oxley Compliance

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ALSO CALLED: SOX Compliance, Sarbanes-Oxley (SOX) Section 404, Section 404, Sarbanes Oxley, Sarbanes-Oxley
DEFINITION: The Sarbanes-Oxley Act of 2002 (often shortened to SOX) is legislation enacted in response to the high-profile Enron and WorldCom financial scandals to protect shareholders and the general public from accounting errors and fraudulent practices in the enterprise. The act is administered by the Securities and Exchange Commission (SEC), which sets deadlines for compliance and publishes rules on requirements.  … 
Definition continues below.
Sarbanes-Oxley ComplianceWhite Papers (View All Report Types)
51 - 75 of 77 Matches Previous Page  | Next Page
The Renewed Finance Function: Extending Performance Management Beyond Finance
sponsored by SAP America, Inc.
WHITE PAPER: In August 2007, CFO Research Services launched a research program to explore the ways in which the role of the finance team has changed in recent years. This report presents the findings of our online survey of 255 senior finance executives.
Posted: 18 Sep 2008 | Published: 18 Sep 2008

SAP America, Inc.

How Automated Solutions Can Help with Efforts Toward Sarbanes-Oxley Compliance
sponsored by Varonis
WHITE PAPER: This document provides a brief overview of the Sarbanes-Oxley Act, (Sections 302 and 404), the impact of SOX on IT Departments, and the Varonis Data Governance solution for critical portions of the Sarbanes-Oxley Act of 2002.
Posted: 10 Sep 2008 | Published: 10 Sep 2008

Varonis

Audit Tracking & SOX Compliance
sponsored by RevSoft
WHITE PAPER: Read this whitepaper to learn how using Audit Tracking will give you greater SOX compliance. Rev Scheduler has built in audit facility and which allows for greater SOX compliance as all job definitions are audited and tracked.
Posted: 10 Sep 2008 | Published: 09 Sep 2008

RevSoft

The 2004 Oversight Systems Financial Executive Report on Sarbanes-Oxley
sponsored by Oversight Systems
WHITE PAPER: Through a combination of an invitation-only online survey and survey intercepts, 222 corporate financial leaders from across the U.S. participated in this study on corporate attitudes toward Sarbanes-Oxley compliance.
Posted: 14 Aug 2008 | Published: 14 Aug 2008

Oversight Systems

Regulations Shift Focus on Outbound Email Security
sponsored by Proofpoint, Inc.
WHITE PAPER: Outbound email and other electronic communications pose a significant risk for data loss or leakage. This white paper will examine the new email security and compliance challenges and ways to address them.
Posted: 10 Jul 2008 | Published: 10 Jul 2008

Proofpoint, Inc.

End-to-End Enterprise Compliance, Provisioning and Role Enforcement: With Sun Java™ System Identity Manager and SAP GRC Access Control
sponsored by Sun Microsystems, Inc.
WHITE PAPER: This white paper describes how a complete end-to-end IAM solution can be configured after exploiting the benefits of the integrated product stack.
Posted: 03 Jul 2008 | Published: 01 Jun 2008

Sun Microsystems, Inc.

Moving to Sarbanes-Oxley Compliance in Three Days Using EventTracker
sponsored by Prism Microsystems Inc.
WHITE PAPER: The purpose of this document is to explain how EventTracker can help your organization meet the audit reporting requirements of The Sarbanes-Oxley Act of 2002 (SOX).
Posted: 30 May 2008 | Published: 10 Jan 2007

Prism Microsystems Inc.

SAP GRC Access Control Solution
sponsored by HCL Technologies Ltd.
WHITE PAPER: This white paper discusses how SAP Governance, Risk, and Compliance (GRC) Access Control allow organizations to collaboratively define and oversee SoD enforcement, role management and compliant provisioning.
Posted: 09 May 2008 | Published: 01 Jan 2008

HCL Technologies Ltd.

Get the Facts on Information Availability: Essential Data Protection, Recovery and Resiliency for Banks
sponsored by Vision Solutions
WHITE PAPER: The power of an information availability solution lies in its ability to transform any nonproductive, non-profitable downtime into the optimum level of value-producing business uptime.
Posted: 09 May 2008 | Published: 01 Jan 2007

Vision Solutions

Forrester Research: Improving Application Deployments - How an Application Delivery Architecture Can Help Businesses Overcome Deployment Challenges
sponsored by F5 Networks
WHITE PAPER: Today's businesses must operate in a drastically changing environment. Forrester found most companies are not well equipped to reorient IT as a critical driver of top line success. This report showcases the results of an April 2007 Forrester survey.
Posted: 28 Apr 2008 | Published: 01 Aug 2007

F5 Networks

Identity Management: The Foundation for PCI, SOX, and HIPAA Compliance
sponsored by Watson SCS, Inc.
WHITE PAPER: This paper discusses the inner-workings of an identity management solution and how it relates to SOX, PCI and HIPAA compliance.
Posted: 01 Dec 2007 | Published: 01 Nov 2007

Watson SCS, Inc.

Methods, Motivations, and Mitigation of Insider Threats
sponsored by VeriSign, Inc
WHITE PAPER: This white paper takes a closer look at the real impact of insider threats. From the motives and means, to types of insider attacks and best practices, learn more about how this complicated criminal behavior is impacting enterprise today.
Posted: 28 Nov 2007 | Published: 13 Feb 2007

VeriSign, Inc

A Guide to Evaluating Email Security Solutions
sponsored by SonicWALL
WHITE PAPER: E-mail threats evolve daily. Read this guide to learn the challenges of implementing an email security solution and administrative considerations to make when evaluating potential email security solutions.
Posted: 15 Nov 2007 | Published: 01 Jan 2005

SonicWALL

Practical Guide to Database Security & Compliance
sponsored by Sentrigo Inc.
WHITE PAPER: This white paper reviews the effect of various regulatory compliance requirements on database security, and provides you with 5 practical steps for achieving database security and compliance.
Posted: 05 Nov 2007 | Published: 01 Nov 2007

Sentrigo Inc.

Buyer's Guide for Compliance Solutions in Identity Management
sponsored by Oracle Corporation
WHITE PAPER: This white paper provides an overview of SOX, GLBA, and HIPAA and translates these mandates into identity management requirements and challenges.
Posted: 16 Oct 2007 | Published: 01 Mar 2007

Oracle Corporation

Sustainable SOX Compliance Made Easy with Tango/04 Multiplatform, Real-time Solutions
sponsored by Tango/04 Computing Group
WHITE PAPER: Compliance requirements and electronic discovery demands are placing a burden on IT managers. This white paper explores tools and strategies available to help organizations fulfill these requirements.
Posted: 19 Sep 2007 | Published: 01 Sep 2007

Tango/04 Computing Group

Secure File Transfer in the Era of Compliance
sponsored by Ipswitch WhatsUp Gold
WHITE PAPER: Regulatory compliance mandates are forcing organizations to document all their business processes. This white paper outlines a new class of file transfer solutions, which provide secure and reliable exchange of business information.
Posted: 01 Aug 2007 | Published: 30 Jul 2007

Ipswitch WhatsUp Gold

Five Key Questions Auditors Ask during a Database Compliance Audit
sponsored by Imperva
WHITE PAPER: This paper examines five key questions posed by auditors to confirm compliance with best practices and regulatory mandates. Download this white paper and learn more about how to choose the right database auditing solution for your enterprise.
Posted: 24 Jul 2007 | Published: 01 Jan 2006

Imperva

Fax Purchasing Decision: Fax Server or Fax Service?
sponsored by Esker Inc.
WHITE PAPER: This white paper discusses the pros and cons of different faxing systems and will guide you through the process of choosing the right system for your company.
Posted: 09 Jul 2007 | Published: 01 Jul 2007

Esker Inc.

Combating Insider Threats - The Application-level User Behavior Tracking Approach
sponsored by Intellinx Software Inc.
WHITE PAPER: This white paper looks at the growing problem of the insider threat and discusses the regulatory and other drivers that fuel the demand for new security solutions in this area. Find out how to mitigate insider threats and read this paper today.
Posted: 17 May 2007 | Published: 01 Apr 2006

Intellinx Software Inc.

Lessons Learned for SOX Compliance and Other Regulatory Challenges
sponsored by Symantec Corporation
WHITE PAPER: This paper examines lessons learned for Sarbanes Oxley Compliance and shows your company how to restructure the risk management function, internal controls, and IT security that help to comply with regulatory requirements.
Posted: 17 May 2007 | Published: 01 May 2007

Symantec Corporation

Security Controls Oversight for Sarbanes-Oxley Audit and Compliance
sponsored by ArcSight, an HP Company
WHITE PAPER: Download this white paper and learn how ensure your company's compliant with a security management strategy that enables you centrally collect, store, monitor and display security event data.
Posted: 24 Jan 2007 | Published: 01 Dec 2006

ArcSight, an HP Company

Kazeon Data Privacy & Security Solution
sponsored by Kazeon
WHITE PAPER: This white paper examines an Information Classification Management (ICM) solution that helps classify and secure your company's sensitive information and overcome the challenges of securing data while complying with federal guidelines.
Posted: 22 Nov 2006 | Published: 01 Nov 2006

Kazeon

The IT/Compliance Challenge within Segregation of Duties: Eliminating Developer Access to the Production Environment
sponsored by BMC Software, Extending Value with Identify Software
WHITE PAPER: This white paper reviews effective methods for creating controlled, secure access to complete problem data for your developers so they can solve production problems without actually accessing your production environment.
Posted: 16 Nov 2006 | Published: 01 Nov 2006

BMC Software, Extending Value with Identify Software

The IT Manager's Working Guide to Sustainable SOX Compliance
sponsored by SoftLanding Systems, Inc.
WHITE PAPER: Learn how to overcome real-world compliance challenges and optimize your SOX efforts. Packed with NEW resources, tips, and a SOX-specific list of COBIT 4.0 objectives, this paper offers actionable tactics to help IT departments achi...
Posted: 02 Oct 2006 | Published: 01 Aug 2006

SoftLanding Systems, Inc.
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SARBANES-OXLEY COMPLIANCE DEFINITION (continued): …  Sarbanes-Oxley is not a set of business practices and does not specify how a business should store records; rather, it defines which records are to be stored and for how long. The legislation not only affects the financial side of corporations, it also affects the IT departments whose job it is to store a corporation's electronic records. The Sarbanes-Oxley Act states that all business records, including electronic records and electronic messages, must be saved for "not less than five years." The consequences for non-compliance are fines, imprisonment, or both. IT departments are increasingly … 
Sarbanes-Oxley Compliance definition sponsored by SearchCIO.com, powered by WhatIs.com an online computer dictionary

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