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Financial Compliance

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Financial Compliance White Papers (View All Report Types)
 
The Adobe EchoSign advantage for financial services
sponsored by Adobe EchoSign
WHITE PAPER: E-signatures offer financial institutions sustainable competitive advantages while meeting high industry standards. Access this white paper to learn more.
Posted: 23 Feb 2015 | Published: 23 Feb 2015

Adobe EchoSign

How Can I Address Identity and Access Governance Within My Organization to Reduce Risks?
sponsored by CA Technologies.
WHITE PAPER: Gain insight into an identity and access governance that combines an integrated lifecycle approach with process automation and powerful analytics to provide insurmountable security and cost-efficiency.
Posted: 23 Jul 2013 | Published: 29 Feb 2012

CA Technologies.

Building Relationship Capital: Client Relationship Management for the Capital Markets
sponsored by Pivotal CRM, a CDC Software solution
WHITE PAPER: Current market trends in investment banking research demand a rapid, sophisticated response, not just in terms of corporate strategy, but in the technologies to support these strategic moves. Learn how CRM technology helps capital-markets firms streamline investment-banking activities, increase brokerage trade volume and meet compliance challenges.
Posted: 25 Jan 2011 | Published: 24 Jan 2011

Pivotal CRM, a CDC Software solution

Closed-loop Records Management: The Stakes Are Too High to Ignore
sponsored by RSD
WHITE PAPER: As the breadth, variety and importance of electronic data in the enterprise continues to expand, it is increasingly critical that corporate information policies be tied to strong IT enforcement. Access this resource to learn how to develop effective closed-loop records management through well-defined information governance.
Posted: 15 Feb 2012 | Published: 15 Feb 2012

RSD

Novell® Sentinel™ Log Manager: Secure, Simple and Powerful Log Management
sponsored by Novell, Inc.
WHITE PAPER: Learn how Novell's Sentinel Log Manager allows organizations to simplify their compliance efforts, reduce deployment and management costs, and build a scalable compliance and security foundation that grows with their needs.
Posted: 09 Dec 2009 | Published: 08 Mar 2011

Novell, Inc.

FINRA: Compliance Guide Social Networks, Web 2.0 and Unified Communications
sponsored by FaceTime Communications
WHITE PAPER: This whitepaper sets out some of the key rules, guidelines and associated risks for FINRA member firms and suggests ways that organisations can use technology to protect themselves and their RRs. In addition, it looks at some of the other issues that enterprises may encounter when enabling the new internet.
Posted: 21 Sep 2010 | Published: 21 Sep 2010

FaceTime Communications

Cost Basis Basics: Preparing for the New Reporting Requirement
sponsored by Advent Software, Inc
WHITE PAPER: January 1, 2011 may have seemed very far away when the Emergency Economic Stabilization Act was signed into law in October 2008. As the date gets closer, however, many investment managers are still looking for guidance on the bill’s cost basis reporting provision—the first phase of which kicks in on that date. Read this paper to find out more.
Posted: 10 Jun 2010 | Published: 10 Jun 2010

Advent Software, Inc

How to Make Indirect Procurement Outsourcing Work Effectively
sponsored by SAP America, Inc.
WHITE PAPER: Consider how procurement outsourcers have helped customers improve strategic sourcing, contract negotiations and operational procurement. Yet they need to connect these areas with integrated, sourcing-to-settlement procurement processes by providing customers with standard processes and platforms.
Posted: 12 Mar 2010 | Published: 12 Mar 2010

SAP America, Inc.

Impact Brief: How to Get Started with Enterprise Risk Management
sponsored by RSA
WHITE PAPER: To implement a strategic, efficient and sustainable governance, risk and compliance (GRC) program, organizations need integrated technologies, expert resources and a unified view into business processes across IT, Finance, Operations and Legal domains.
Posted: 28 Jul 2010 | Published: 28 Jul 2010

RSA

Information security and compliance services overview
sponsored by Dell, Inc.
WHITE PAPER: With new threats emerging and the pressures the meet compliance, your organization is forced to focus more on security and less on strategic projects that drive your business. Access this paper for an overview of security and compliance solutions available to help handle your security issues, freeing your time to focus on growing your business.
Posted: 18 May 2011 | Published: 18 May 2011

Dell, Inc.
 
 
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