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Financial Compliance

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Financial Compliance White Papers (View All Report Types)
 
Amazon Web Services: Risk and Compliance
sponsored by Amazon Web Services
WHITE PAPER: Key into this white paper to explore a basic approach to evaluating AWS controls as well as AWS-specific information around general cloud computing compliance questions.
Posted: 11 Oct 2017 | Published: 31 May 2017

Amazon Web Services

Enhance Your Security & Compliance for Amazon Web Services
sponsored by CloudPassage
WHITE PAPER: As enterprises move applications from traditional data centers to a public or hybrid cloud environment, the security model needs to change. This white paper explores how you can boost your AWS security to keep up with this change.
Posted: 10 Oct 2017 | Published: 31 Dec 2016

CloudPassage

FINRA: Compliance Guide Social Networks, Web 2.0 and Unified Communications
sponsored by FaceTime Communications
WHITE PAPER: This whitepaper sets out some of the key rules, guidelines and associated risks for FINRA member firms and suggests ways that organisations can use technology to protect themselves and their RRs. In addition, it looks at some of the other issues that enterprises may encounter when enabling the new internet.
Posted: 21 Sep 2010 | Published: 21 Sep 2010

FaceTime Communications

2013 Data Governance Survey Results
sponsored by Rand Secure Data
WHITE PAPER: Check out this informative paper to explore the concept of data governance and why so many of today's organizations lack adequate solutions to this increasingly-difficult challenge. Find out key steps to improve your company's data governance and discover one solution that could perfect your strategy. Read on to learn more.
Posted: 10 Mar 2014 | Published: 09 Oct 2013

Rand Secure Data

Governance and Control of Privileged Identities to Reduce Risk
sponsored by CA Technologies.
WHITE PAPER: This resource outlines the top risks of governing privileged identities and shared accounts and details how an automated governance of privileged identities can help you overcome them. View now to learn more!
Posted: 22 Jul 2013 | Published: 28 Feb 2013

CA Technologies.

Cost Basis Basics: Preparing for the New Reporting Requirement
sponsored by Advent Software, Inc
WHITE PAPER: January 1, 2011 may have seemed very far away when the Emergency Economic Stabilization Act was signed into law in October 2008. As the date gets closer, however, many investment managers are still looking for guidance on the bill’s cost basis reporting provision—the first phase of which kicks in on that date. Read this paper to find out more.
Posted: 10 Jun 2010 | Published: 10 Jun 2010

Advent Software, Inc

Compliance Guide: Ensure Social Media Compliance Across Your Organization
sponsored by Hootsuite
WHITE PAPER: Whether you're in the financial, medical, or other industry, there are unique regulatory and legal requirements to consider when interacting on social media. In this informative resource, learn how a social relationship platform can help you manage all the areas of social media compliance,
Posted: 23 Dec 2013 | Published: 23 Dec 2013

Hootsuite

IBM Rational and the Financial Services Sector
sponsored by IBM
WHITE PAPER: Financial services institutions (FSIs) are under tight pressure to reduce cost and risk in the business while improving profitability and enhancing customer satisfaction. But achieving these goals can be a daunting task.  View this paper to explore a systematic approach and key recommendations that FSI should invest in to help tackle these goals.
Posted: 08 Aug 2011 | Published: 08 Aug 2011

IBM

Impact Brief: How to Get Started with Enterprise Risk Management
sponsored by RSA
WHITE PAPER: To implement a strategic, efficient and sustainable governance, risk and compliance (GRC) program, organizations need integrated technologies, expert resources and a unified view into business processes across IT, Finance, Operations and Legal domains.
Posted: 28 Jul 2010 | Published: 28 Jul 2010

RSA

The Adobe EchoSign advantage for financial services
sponsored by Adobe EchoSign
WHITE PAPER: E-signatures offer financial institutions sustainable competitive advantages while meeting high industry standards. Access this white paper to learn more.
Posted: 23 Feb 2015 | Published: 23 Feb 2015

Adobe EchoSign
 
 
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