Compliance (Finance)

WHITE PAPER: While most common payroll process errors are avoidable, they are also easily overlooked. Unfortunately even the smallest errors can lead to long-term issues and increased expenses. Read more to find out the top 10 payroll pitfalls and how to prevent them.

Posted: 07 Feb 2011 | Published: 07 Feb 2011

WHITE PAPER: This paper highlights both positive developments and challenges the industry faces in the year ahead. More technological and advanced thinking in terms of PCI scope is clearly welcome news for merchants, and the hope is that it can begin to help merchants tackle the ever-increasing PCI compliance budget challenges they face.

Posted: 15 Feb 2010 | Published: 15 Feb 2010

WHITE PAPER: A number of factors are driving financial institutions to re-evaluate their payment methods.  These factors include regulations such as Single Euro Payments Area in Europe, which calls for new payment vehicles for customers. Find out how one financial institution was able to meet compliance demands by utilizing a secure payments infrastructure.

Posted: 05 May 2011 | Published: 05 May 2011

WHITE PAPER: This paper provides IT security and compliance professionals a roadmap and practical advice for implementing an approach to compliance that helps overcome IT security issues.

Posted: 08 Feb 2011 | Published: 07 Feb 2011

WHITE PAPER: As the Payment Card Industry Data Security Standard (PCI DSS, or PCI) becomes more widely adopted in both the United States and Europe, organizations face five major challenges when navigating the PCI compliance landscape.

Posted: 07 Feb 2011 | Published: 07 Feb 2011

WHITE PAPER: Current market trends in investment banking research demand a rapid, sophisticated response, not just in terms of corporate strategy, but in the technologies to support these strategic moves. Learn how CRM technology helps capital-markets firms streamline investment-banking activities, increase brokerage trade volume and meet compliance challenges.

Posted: 25 Jan 2011 | Published: 24 Jan 2011

WHITE PAPER: Following on the heels of corporate scandals at Enron, WorldCom, and others, global investors are demanding stricter corporate governance and compliance requirements for publicly held companies. Read this whitepaper to learn more about the issues, principles, and technologies underlying new requirements in corporate governance.

Posted: 21 Dec 2010 | Published: 20 Dec 2010

WHITE PAPER: As a result of the financial crisis beginning in 2008, companies are faced with an ongoing dilemma: reduce costs now while maintaining an appropriate risk management structure and preparing for the impending increase in regulatory demands.

Posted: 02 Dec 2010 | Published: 02 Dec 2010

WHITE PAPER: This paper provides IT professionals with a high level overview of ISO 27001 and 27002, along with their implications for security of email and digital documents.

Posted: 11 Nov 2010 | Published: 11 Nov 2010

WHITE PAPER: This whitepaper sets out some of the key rules, guidelines and associated risks for FINRA member firms and suggests ways that organisations can use technology to protect themselves and their RRs. In addition, it looks at some of the other issues that enterprises may encounter when enabling the new internet.

Posted: 21 Sep 2010 | Published: 21 Sep 2010

WHITE PAPER: Today, the need to connect with customers efficiently and effectively is more important than ever. The foundation of these communications is a complete and accurate customer record. This paper describes the validation requirements, opportunities and best practices to increase organizational efficiencies relative to enterprise address validation.

Posted: 13 Sep 2010 | Published: 13 Sep 2010

WHITE PAPER: To implement a strategic, efficient and sustainable governance, risk and compliance (GRC) program, organizations need integrated technologies, expert resources and a unified view into business processes across IT, Finance, Operations and Legal domains.

Posted: 28 Jul 2010 | Published: 28 Jul 2010

WHITE PAPER: January 1, 2011 may have seemed very far away when the Emergency Economic Stabilization Act was signed into law in October 2008. As the date gets closer, however, many investment managers are still looking for guidance on the bill’s cost basis reporting provision—the first phase of which kicks in on that date. Read this paper to find out more.

Posted: 10 Jun 2010 | Published: 10 Jun 2010

WHITE PAPER: This Prescriptive Guide provides nine steps that information security managers can use to break the compli­ance blame cycle and build an information security program that more effectively mitigates security risk. Read on to learn more.

Posted: 13 May 2010 | Published: 13 May 2010

WHITE PAPER: Whether you are just starting a compliance program or need to fine-tune your existing process, this document will help you understand the steps involved in becoming GIPS compliant. It is not a substitute for the Standards themselves. It is designed to help you understand the value of compliance, what’s needed to achieve it, pitfalls to avoid.

Posted: 23 Apr 2010 | Published: 23 Apr 2010

WHITE PAPER: Consider how procurement outsourcers have helped customers improve strategic sourcing, contract negotiations and operational procurement. Yet they need to connect these areas with integrated, sourcing-to-settlement procurement processes by providing customers with standard processes and platforms.

Posted: 12 Mar 2010 | Published: 12 Mar 2010

WHITE PAPER: Read this paper to learn how CA Security Management provides comprehensive and proven solutions to help achieve PCI compliance by ensuring the privacy of all confidential cardholder information, and detecting and correcting areas of potential exposure.

Posted: 02 Mar 2010 | Published: 11 Aug 2009

WHITE PAPER: Through a case study with Pan-American, this white paper examines how insurers can generate measurable progress toward these goals by treating document driven business process automation as a strategic initiative at the C-level.

Posted: 03 Feb 2010 | Published: 03 Feb 2010

WHITE PAPER: In this analysis, Frank Buytendijk examines what information management means, and describes a complete spectrum of business cases, ranging from tactical cost reduction to transformational impact on the organization’s business model.

Posted: 03 Feb 2010 | Published: 01 Dec 2008

WHITE PAPER: Learn how Novell's Sentinel Log Manager allows organizations to simplify their compliance efforts, reduce deployment and management costs, and build a scalable compliance and security foundation that grows with their needs.

Posted: 09 Dec 2009 | Published: 08 Mar 2011

WHITE PAPER: Read this whitepaper to find out how Novell's Sentinel™ Log Management solution simplifies compliance by collecting, storing, analyzing and managing data logs from all across your enterprise.

Posted: 09 Dec 2009 | Published: 08 Dec 2009

WHITE PAPER: Compliance with PCI DSS has become a global requirement for any business or entity that processes credit card transactions as payment for goods and services. This paper explores the ROI implications and opportunities of PCI.

Posted: 27 Oct 2009 | Published: 10 Jun 2009

WHITE PAPER: This whitepaper discusses the business case for data archiving as the first step in an SAP ILM strategy; strategies for Data Archiving, Retention Management and the Retention Warehouse strategy for legacy decommissioning in SAP; and Dolphin's best‐practices approach to an effective, long‐term ILM strategy.

Posted: 19 Oct 2009 | Published: 19 Oct 2009

WHITE PAPER: This whitepaper will examine PCI DSS and explain how Lumension® Compliance and IT Risk Management can help organizations reduce the cost of addressing compliance.

Posted: 06 Oct 2009 | Published: 06 Oct 2009

WHITE PAPER: The need to protect sensitive data has increased dramatically in the past several years. This can be attributed to a continually-evolving environment in which business requirements have changed and in which new regulatory mandates have come into existence.

Posted: 05 Oct 2009 | Published: 05 Oct 2009