Business of Information Technology  >   Business Management  >   Financial Management  >   Auditing (Finance)  >  

Compliance (Finance)

RSS Feed    Add to Google    Add to My Yahoo!
ALSO CALLED: Financial Compliance
DEFINITION: Compliance assesses whether actual money- raising and spending adhere to budget mandates set by a governing body.
Compliance (Finance) White Papers (View All Report Types)
1 - 25 of 122 Matches Previous Page  |  Next Page
Evolution of Regulatory Capital Planning, Measurement, and Management
sponsored by SAS
WHITE PAPER: A key drawback of the Basel framework is its focus on historical capital adequacy, which does not help assess the impact of stress events on banks. Learn about how banks need an appropriate system to combine compliance with these risk-based capital adequacy regulations.
Posted: 06 Sep 2016 | Published: 06 Sep 2016

SAS

Fundamental Review of the Trading Book Standardised Model Approach From SAS®
sponsored by SAS
WHITE PAPER: The new standardized model from The Fundamental Review of the Trading Book (FRTB) will have a massive impact on all financial institutions, and is already creating compliance challenges. Uncover an innovative, cost-effective route to improving data quality and gaining regulatory compliance. Discover the technology that will simplify implementation.
Posted: 22 Jul 2016 | Published: 22 Jul 2016

SAS

Mobility In Financial Services: A Regulatory Compliance Checklist
sponsored by BlackBerry
WHITE PAPER: Discover a checklist towards regulatory compliance on achieving regulatory compliance for mobility/EMM initiatives. Uncover key considerations, such as: what questions you should be asking your RFP/RFQ to EMM vendors, understanding who the key regulators are and their areas of interest, and more.
Posted: 11 Jul 2016 | Published: 11 Jul 2016

BlackBerry

Ensuring Integrity of Financial Data Warehouse Information
sponsored by Infogix
WHITE PAPER: Learn how a large insurance company overcame poor data integrity from its varied sources and platforms and gained consistent financial reporting from all sources, efficient, timely reconciliation between GL and data warehouse, and SOX compliance.
Posted: 11 Jul 2016 | Published: 31 Dec 2014

Infogix

How a Top 10 Bank Uses A Data Analytics Tool to Manage Operational Risk
sponsored by Infogix
WHITE PAPER: In this case study, learn about the analytics tool a top 10 U.S. Commercial Bank ultimately adopted to gain visibility and operational controls for compliance. Discover the benefits they achieved, including reduced costs while increasing productivity, processed full audit in real time, and more.
Posted: 11 Jul 2016 | Published: 31 Dec 2014

Infogix

7 Critical Capabilities for Enterprise Information Archiving
sponsored by Proofpoint, Inc.
WHITE PAPER: This Gartner Report helps you understand and compare the critical capabilities of the enterprise information archiving solutions available in today's market.
Posted: 10 Jun 2016 | Published: 16 Dec 2015

Proofpoint, Inc.

Case Study: Secure Document Sharing and Collaboration with Box Platform
sponsored by Box
WHITE PAPER: In this case study, learn how collaborative team iMatchative leveraged Box as a repository for secure document sharing and collaboration within their AltX hedge fund intelligence platform. Discover the benefits of iMatchative's investment, including reduced time to market, FINRA and SEC17a Compliance, and more.
Posted: 18 May 2016 | Published: 18 May 2016

Box

Oracle database licensing challenges
sponsored by Matrix42
WHITE PAPER: This white paper shows you three examples businesses whose licensing agreements with Oracle fell short of expectations. Learn some of the shortcomings these businesses experienced to protect yourself from similar involvement.
Posted: 29 Feb 2016 | Published: 27 Jan 2016

Matrix42

The Importance of Data Analysis When Optimizing Guidewire
sponsored by Infogix
WHITE PAPER: In this white paper you will discover a data quality system that can help your organization ensure consistency, accuracy and most importantly, visibility into the health of your data controls.
Posted: 25 Feb 2016 | Published: 25 Feb 2016

Infogix

ERP for Asset-Intensive Industries: How Integrated EAM and Project Management Drives Value
sponsored by IFS
WHITE PAPER: In this white paper you will learn why a consistent asset records and better master data are essential components in any EAM or project management systems. Jump to page 5 to learn how these factors may help your organization to stay in compliance.
Posted: 10 Feb 2016 | Published: 30 Sep 2015

IFS

PCI Compliance: Risks that Financial Institutions can't Afford to Ignore
sponsored by Unisys
WHITE PAPER: In this guide, you'll discover the steps to reducing the scope of audit while providing end-to-end data protection and reducing costs associated Payment Card Industry Data Security Standard (PCI DSS) compliance.
Posted: 04 Dec 2015 | Published: 30 Nov 2015

Unisys

Aggravation or Aggregation: Risk Data and Compliance
sponsored by SAS
WHITE PAPER: Access this survey now to uncover best practices that your bank may use as a guide in formulating a response to comply with BCBS 239 principles. Read on to learn more.
Posted: 14 Oct 2015 | Published: 31 Dec 2014

SAS

3 steps to addressing license compliance
sponsored by Matrix42
WHITE PAPER: If your organization is running Oracle databases on a VMware virtualization platform, it faces an unplanned financial black-hole due to under-licensing that could run into seven-figures. In this white paper uncover a 3-step plan to help you mitigate this risk created by a top license and workspace management specialist.
Posted: 08 Oct 2015 | Published: 08 Oct 2015

Matrix42

ERP For DCAA Compliance
sponsored by IFS
WHITE PAPER: In this valuable white paper learn more about compliance requirements for working with the Department of Defense and determine whether your ERP software is up to the necessary standards.
Posted: 18 Feb 2015 | Published: 31 Dec 2014

IFS

4 ERP Tips For FIAR Compliance
sponsored by IFS
WHITE PAPER: In this valuable white paper learn more about what it means to be in FIAR compliance and get 4 ERP tips that can help attain auditability for your business.
Posted: 18 Feb 2015 | Published: 31 Dec 2014

IFS

How to Stay Compliant with PCI DSS Standards
sponsored by LogRhythm, Inc.
WHITE PAPER: This white paper explains how to ensure you meet the 6 standards of PCI compliance with reporting enabled by automatic log data categorization, identification, and normalization. Access this white paper to discover 12 guiding principles for compliance.
Posted: 29 Jul 2014 | Published: 29 Jul 2014

LogRhythm, Inc.

Meeting Solvency II 'Full Measures' XBRL Reporting Requirements and More
sponsored by IBM
WHITE PAPER: Explore this white paper to discover technology that can enable you to minimize complexity caused by requirements of regulations like the Solvency II mandate while improving efficiency at the same time. Learn how you can reduce process risks, costs, and data inaccuracies that stem from manual reporting processes.
Posted: 28 Jul 2016 | Published: 31 Dec 2015

IBM

The Game Changes: 10 Essential Elements for Truly Effective Compliance Programs
sponsored by IBM
WHITE PAPER: Finding a way to make compliance effective is imperative and yet still elusive for many organizations. In this white paper from Steinberg Governance Advisors, Inc., learn what "effective" compliance really means by exploring 10 essential elements.
Posted: 26 Jul 2016 | Published: 31 Dec 2012

IBM

4 Steps to Effectively Managing Risk and Compliance for Financial Services
sponsored by IBM
WHITE PAPER: Learn why convergence is key to maximizing governance efforts, and discover the 4 steps financial services organizations can take to mitigate compliance risks.
Posted: 22 Jul 2016 | Published: 31 May 2011

IBM

Management Reporting: Let's Stop Reinventing the Wheel
sponsored by IBM
WHITE PAPER: Explore the ways you can take a "factory" approach to management reporting in this white paper. Learn how report production management can automatically replicate text, analysis, and narrative across reports and link data points to enable easier auditing and seamless updating.
Posted: 22 Jul 2016 | Published: 29 Nov 2013

IBM

Maintaining Strong Security and PCI DSS Compliance in a Distributed Retail Environment
sponsored by WatchGuard Technologies, Inc.
WHITE PAPER: This white paper provides business planners with informative details on how to maintain strong security and PCI DSS compliance in a distributed retail environment. Access now for tools on how to keep applications, data and networks safe and PCI DSS compliant.
Posted: 15 Apr 2016 | Published: 01 Jan 2014

WatchGuard Technologies, Inc.

Compliant Calling: How Mobile Industry Regulations Influence Financial Services
sponsored by BlackBerry
WHITE PAPER: In this white paper, you will discover how to enforce the highest standard of call compliance in your enterprise by ensuring mobile calls are recorded and under the control of network administrators. Access this white paper to understand how financial organizations are addressing the challenges of mobile call recording compliance.
Posted: 18 Jan 2016 | Published: 18 Jan 2016

BlackBerry

The Adobe EchoSign advantage for financial services
sponsored by Adobe EchoSign
WHITE PAPER: E-signatures offer financial institutions sustainable competitive advantages while meeting high industry standards. Access this white paper to learn more.
Posted: 23 Feb 2015 | Published: 23 Feb 2015

Adobe EchoSign

Structured Data Archiving and Application Retirement Magic Quadrant
sponsored by Hewlett-Packard Enterprise
WHITE PAPER: Structured data archiving tools address overall storage optimization and more. Learn more about vendors in this area in this Gartner Magic Quadrant.
Posted: 18 Feb 2015 | Published: 18 Feb 2015

Hewlett-Packard Enterprise

Comply and Compete: Model Management Best Practices
sponsored by FICO
WHITE PAPER: The following white paper explores how by using a centralized automated model management solution, you can comply with increased scrutiny from bank regulators and at the same time, improve your segmentation transparency, document management, and more.
Posted: 12 Jun 2014 | Published: 12 Jun 2014

FICO
1 - 25 of 122 Matches Previous Page    1 2 3 4    Next Page
 
Visit WhatIs.com - a knowledge exploration and self-education tool about information technology.

About TechTarget:

TechTarget provides enterprise IT professionals with the information they need to perform their jobs - from developing strategy, to making cost-effective IT purchase decisions and managing their organizations' IT projects - with its network of technology-specific Web sites, events and magazines

All Rights Reserved, Copyright 2000 - 2016, TechTarget | Read our Privacy Statement