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Expert Strategies To Go About The Dodd-Frank Rule
There has been a new development in the Dodd-Frank Act: In an effort to deter illicit activity, registered futures brokers must record swaps telephone calls starting on December 21, 2013.
Futures brokerage firms – what does this mean for you?
Access this expert e-guide that answers some FAQs concerning the new Dodd-Frank rule for the swaps market. Uncover best practices to help navigate this new regulation, and learn how it enhances the Securities and Exchange Commission (SEC) whistleblower program.